View Past Agenda | Third-Party Risk Management & Oversight Summit | A Compliance Week Conference

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Third-Party Risk Management & Oversight Summit
November 6-7th, 2023
Virtual

Past Agenda

Monday - November 6th, 2023

10:00 AM 10:10 AM

9:00 AM 9:10 AM

8:00 AM 8:10 AM

7:00 AM 7:10 AM

4:00 PM 4:10 PM

Welcome and Opening Remarks

Paul Kurtz, Director of Third-Party Risk Management
Merchante

10:10 AM 11:00 AM

9:10 AM 10:00 AM

8:10 AM 9:00 AM

7:10 AM 8:00 AM

4:10 PM 5:00 PM

Maneuvering the Regulatory Landscape of Third-Party Risk Management

  • Assess the legal landscape and ramifications for your organization 
  • Identify safeguards in your risk management processes to ensure compliance 
  • Outline the necessity for strategic corporate governance 

 

Amy Mertz Brown, Former Chief Compliance Officer 
Independent consultant/attorney

Ellen Hunt, Principal Consultant and Advisor, 
Spark Compliance Consulting 

Linda Tuck Chapman, CEO 
Third Party Risk Institute 

11:00 AM 11:50 AM

10:00 AM 10:50 AM

9:00 AM 9:50 AM

8:00 AM 8:50 AM

5:00 PM 5:50 PM

Deep Dive: Forming Risk-Based Approaches to Due Diligence

  • Discuss how to tailor your approach based on the unique challenges posed by each vendor 
  • Discover how to integrate a risk ranking strategy into your compliance systems 
  • Address the challenges in completing a third-party risk assessment 

 

Josh Bryant, Senior Data Privacy Analyst 
J.B. Hunt 

 

Ramsey Kazem, Regional Compliance Officer 
ANDRITZ 

 

Rob Seibel, Former Associate Vice President, Global Ethics & Compliance 
Bath & Body Works 

11:50 AM 12:50 PM

10:50 AM 11:50 AM

9:50 AM 10:50 AM

8:50 AM 9:50 AM

5:50 PM 6:50 PM

Lunch

12:50 PM 1:55 PM

11:50 AM 12:55 PM

10:50 AM 11:55 AM

9:50 AM 10:55 AM

6:50 PM 7:55 PM

The ABCs of an Effective Third-Party Risk Management Program

  • Explore methods of ensuring vendors maintain a secure environment 
  • Discuss how a risk management framework can improve your compliance systems  
  • Examine how to take a proactive approach in assessing the financial risks of your vendors 

 

Steve Naughton, Director of Regulatory Compliance Studies and Clinical Professor 
School of Law | Loyola University 

Michael Volkov, CEO 
The Volkov Law Group 

1:40 PM 1:55 PM

12:40 PM 12:55 PM

11:40 AM 11:55 AM

10:40 AM 10:55 AM

7:40 PM 7:55 PM

Break

1:55 PM 2:45 PM

12:55 PM 1:45 PM

11:55 AM 12:45 PM

10:55 AM 11:45 AM

7:55 PM 8:45 PM

Cybersecurity Essentials in Third-Party Relationships

  • Receive guidance on how to complete security reviews of your vendors across multiple platforms  
  • Discuss how third-party collaborations can help protect against cyber threats 
  • Review risk-tolerance related strategies to contain potential threats 

 

Melissa Thomas, Senior Manager of Information Security 
Intuit 

David Kessler, Vice President and Associate General Counsel | IT & Cybersecurity 
BAE Systems, Inc. 

James Goepel, General Counsel and Director of Education and Content 
FutureFeed 

 

2:45 PM 3:45 PM

1:45 PM 2:45 PM

12:45 PM 1:45 PM

11:45 AM 12:45 PM

8:45 PM 9:45 PM

Best practices for Third Party Compliance Audits

  • Review strategies aimed at ensuring vendors' compliance standards align with those of your organization 
  • Examine how to align your third-party audits with SOC2 reporting for accurate results on data tracking 
  • Discuss how creating a vendor risk scorecard can help prepare for an audit 

 

Virgene Foreman, Director VMO of Internal Controls 
Lincoln Financial 

Lila Acharya, Partner 
Crawford & Acharya LLC 

Renica Hamilton, Assistant Vice President 
Lincoln Financial 

3:45 PM 4:00 PM

2:45 PM 3:00 PM

1:45 PM 2:00 PM

12:45 PM 1:00 PM

9:45 PM 10:00 PM

Break

4:00 PM 4:50 PM

3:00 PM 3:50 PM

2:00 PM 2:50 PM

1:00 PM 1:50 PM

10:00 PM 10:50 PM

Excelling at Vendor Management

  • Discuss methods of conducting proper due diligence on your vendors 
  • Outline how to efficiently collaborate with your legal department on creating forms and templates for vendor contracts 
  • Review options for developing contingency plans for when a vendor fails to meet compliance standards 

 

Paul Kurtz, Director of Third-Party Risk Management 
Merchante 

Michael Rickman, President 
Bear Lake LLC 

Adrene Maria Odom, Vice President, Risk and Vendor Management 
Lafayette Federal Credit Union 

4:50 PM 5:00 PM

3:50 PM 4:00 PM

2:50 PM 3:00 PM

1:50 PM 2:00 PM

10:50 PM 11:00 PM

Closing Remarks

Paul Kurtz, Director of Third-Party Risk Management
Merchante

Tuesday - November 7th, 2023

10:00 AM 10:10 AM

9:00 AM 9:10 AM

8:00 AM 8:10 AM

7:00 AM 7:10 AM

4:00 PM 4:10 PM

Welcome Remarks and Day One Takeaways

Paul Kurtz, Director of Third-Party Risk Management
Merchante

10:10 AM 11:00 AM

9:10 AM 10:00 AM

8:10 AM 9:00 AM

7:10 AM 8:00 AM

4:10 PM 5:00 PM

Strategies for Integrating ESG in Compliance Directives

  • Learn how disclosures and reporting can enhance your lines of defense 
  • Identify how to incorporate effective assurance 
  • Outline best practices for managing scope 3 emissions 

William Nelson, Associate General Counsel 
Investment Adviser Association 

Becky Haney, Program Manager for ESG Data and Reporting 
Steelcase 

11:00 AM 11:50 AM

10:00 AM 10:50 AM

9:00 AM 9:50 AM

8:00 AM 8:50 AM

5:00 PM 5:50 PM

What You Need to Know About Protecting Your Data

  • Discuss how to safely share your customers' data with third parties 
  • Understand how to build a data protection strategy 
  • Learn how to map your data flow to enhance the tracking of sensitive information 

 

Gregory Rasner, Senior Vice President | Cybersecurity Third Party Risk 
Truist 

11:50 AM 12:50 PM

10:50 AM 11:50 AM

9:50 AM 10:50 AM

8:50 AM 9:50 AM

5:50 PM 6:50 PM

Lunch

12:50 PM 1:40 PM

11:50 AM 12:40 PM

10:50 AM 11:40 AM

9:50 AM 10:40 AM

6:50 PM 7:40 PM

Case Study: A Holistic Journey through Third Party Risk Management Integration

  • Discuss how to build cross-functional partnerhsips and how to involve your stakeholders 
  • Explore strategies for implementing vendor risk profiles 
  • Discover how to embed risk analysis in every stage of your organization's processes 

 

Ja’Vaughn Jones, Vendor Risk Management Director 
Kaiser Permanente  

Tiffany Bray, VP, Sr. Third Party Risk Manager 
Seacoast Bank 

Chris Phillips, VP, Procurement and Vendor Risk 
Lendmark Financial Services 

1:40 PM 1:55 PM

12:40 PM 12:55 PM

11:40 AM 11:55 AM

10:40 AM 10:55 AM

7:40 PM 7:55 PM

Break

1:55 PM 2:45 PM

12:55 PM 1:45 PM

11:55 AM 12:45 PM

10:55 AM 11:45 AM

7:55 PM 8:45 PM

Navigating Sanctions Compliance in Third-Party Partnerships

  • Discuss strategies for using databases to ensure compliance  
  • Identify how to establish a certification requirement program for vendors  
  • Review verification processes to check for red flags related to ownership 

 

Jessica Sanderson, Founding Member 
The Sanderson Law Firm LLC 

 

Rodney Campbell, Senior Vice President, Head of Third-Party Risk Management (TPRM)  
Valley National Bank 

2:45 PM 2:55 PM

1:45 PM 1:55 PM

12:45 PM 12:55 PM

11:45 AM 11:55 AM

8:45 PM 8:55 PM

Closing Remarks

Paul Kurtz, Director of Third-Party Risk Management
Merchante