View Agenda | Third-Party Risk Management & Oversight Summit | A Compliance Week Conference

/media/3298/compliance-week.png

Third-Party Risk Management & Oversight Summit
June 3-4, 2024
Atlanta

Agenda

Monday - June 3, 2024

8:00 AM 9:00 AM

7:00 AM 8:00 AM

6:00 AM 7:00 AM

5:00 AM 6:00 AM

2:00 PM 3:00 PM

Registration Desk Opens and Networking Breakfast

8:00 AM 6:00 PM

7:00 AM 5:00 PM

6:00 AM 4:00 PM

5:00 AM 3:00 PM

2:00 PM 12:00 AM

Exhibit Hall Open

9:00 AM 9:10 AM

8:00 AM 8:10 AM

7:00 AM 7:10 AM

6:00 AM 6:10 AM

3:00 PM 3:10 PM

Welcome and Opening Remarks

Chairperson to be announced

9:10 AM 10:00 AM

8:10 AM 9:00 AM

7:10 AM 8:00 AM

6:10 AM 7:00 AM

3:10 PM 4:00 PM

Navigating the Legal Landscape: Advanced Contract Strategies for TPRM

  • Outline effective collaboration techniques between TPRM teams and legal departments 
  • Discuss key contract provisions that safeguard against non-compliance and SLA breaches 
  • Explore the role of contracts in proactive risk management 

10:00 AM 10:50 AM

9:00 AM 9:50 AM

8:00 AM 8:50 AM

7:00 AM 7:50 AM

4:00 PM 4:50 PM

Best Practices for Assessing Vendor Viability and Stability

  • Review criteria for evaluating the financial health of third-party vendors 
  • Outline the implications of vendor financial instability on operational risk 
  • Explore strategies for contingency planning and risk mitigation 

10:50 AM 11:10 AM

9:50 AM 10:10 AM

8:50 AM 9:10 AM

7:50 AM 8:10 AM

4:50 PM 5:10 PM

Networking Break

11:10 AM 12:00 PM

10:10 AM 11:00 AM

9:10 AM 10:00 AM

8:10 AM 9:00 AM

5:10 PM 6:00 PM

Navigating Sanctions Compliance in TPRM

  • Review tools for monitoring third-party sanction exposure 
  • Discuss best practices for managing sanction risks 
  • Explore case-studies of successful sanction compliance 

12:00 PM 1:00 PM

11:00 AM 12:00 PM

10:00 AM 11:00 AM

9:00 AM 10:00 AM

6:00 PM 7:00 PM

Networking Lunch

1:00 PM 1:50 PM

12:00 PM 12:50 PM

11:00 AM 11:50 AM

10:00 AM 10:50 AM

7:00 PM 7:50 PM

Data-Driven Decisions: Leveraging Analytics for Continuous TPRM

  • Highlight tools that enable real-time risk assessment  
  • Discuss examples of how data analytics has transformed TPRM practices 
  • Review the setup and maintenance of a continuous monitoring system 

1:50 PM 2:40 PM

12:50 PM 1:40 PM

11:50 AM 12:40 PM

10:50 AM 11:40 AM

7:50 PM 8:40 PM

Crafting a Culture of Compliance Among Third Parties

  • Share strategies for encouraging a strong compliance ethos 
  • Highlight the value of training and resources to support third-party compliance 
  • Discuss the challenges of embedding compliance in diverse third-party environments 

2:40 PM 3:00 PM

1:40 PM 2:00 PM

12:40 PM 1:00 PM

11:40 AM 12:00 PM

8:40 PM 9:00 PM

Tools and Tech Spotlight

3:00 PM 3:55 PM

2:00 PM 2:55 PM

1:00 PM 1:55 PM

12:00 PM 12:55 PM

9:00 PM 9:55 PM

The ABC's of ESG Compliance

  • Explore strategies for managing and reporting on ESG factors across your third-party network 
  • Discuss the role of TPRM in supporting corporate sustainability objectives 
  • Review ESG compliance trends and their impact on third-party management 

3:55 PM 4:50 PM

2:55 PM 3:50 PM

1:55 PM 2:50 PM

12:55 PM 1:50 PM

9:55 PM 10:50 PM

Enhancing TPRM with Targeted Due Diligence

  • Learn how to craft effective due diligence questionnaires for third party assessments  
  • Discuss the balance between comprehensive assessment and operational efficiency 
  • Review best practices for tailoring questionnaires to specific third parties 

4:50 PM 5:00 PM

3:50 PM 4:00 PM

2:50 PM 3:00 PM

1:50 PM 2:00 PM

10:50 PM 11:00 PM

Day One Closing Remarks

Chairperson to be announced

5:00 PM 6:00 PM

4:00 PM 5:00 PM

3:00 PM 4:00 PM

2:00 PM 3:00 PM

11:00 PM 12:00 AM

Networking Cocktail Reception

Join us for drinks, hors d’oeuvres, and face-to-face networking with peers.

Tuesday - June 4, 2024

8:00 AM 9:00 AM

7:00 AM 8:00 AM

6:00 AM 7:00 AM

5:00 AM 6:00 AM

2:00 PM 3:00 PM

Registration Desk Opens and Networking Breakfast

8:00 AM 1:00 PM

7:00 AM 12:00 PM

6:00 AM 11:00 AM

5:00 AM 10:00 AM

2:00 PM 7:00 PM

Exhibit Hall Open

9:00 AM 9:10 AM

8:00 AM 8:10 AM

7:00 AM 7:10 AM

6:00 AM 6:10 AM

3:00 PM 3:10 PM

Welcome Remarks and Day One Takeaways

Chairperson to be announced

9:10 AM 10:00 AM

8:10 AM 9:00 AM

7:10 AM 8:00 AM

6:10 AM 7:00 AM

3:10 PM 4:00 PM

AI and Ethics: Navigating the New Frontier in TPRM

  • Discuss the dual role of AI as both a tool and a challenge in TPRM 
  • Explore regulatory perspectives on the integration of AI in TPRM 
  • Review best practices on the responsible deployment of AI in compliance frameworks 

10:00 AM 10:50 AM

9:00 AM 9:50 AM

8:00 AM 8:50 AM

7:00 AM 7:50 AM

4:00 PM 4:50 PM

Proactive TPRM in a Dynamic Regulatory Environment

  • Examine the latest guidelines from the federal reserve and FDIC 
  • Strategize for compliance with federal regulations in TPRM practices 
  • Engage in discussions on best practices for staying ahead of regulatory challenges 

10:50 AM 11:10 AM

9:50 AM 10:10 AM

8:50 AM 9:10 AM

7:50 AM 8:10 AM

4:50 PM 5:10 PM

Tools and Tech Spotlight

11:10 AM 12:00 PM

10:10 AM 11:00 AM

9:10 AM 10:00 AM

8:10 AM 9:00 AM

5:10 PM 6:00 PM

Data Privacy and Security in Third-Party Engagements

  • Outline key data privacy laws affecting third-party management 
  • Develop a framework for assessing third-party data security practices 
  • Implement controls to protect sensitive data in third-party transactions 

12:00 PM 1:00 PM

11:00 AM 12:00 PM

10:00 AM 11:00 AM

9:00 AM 10:00 AM

6:00 PM 7:00 PM

Networking Lunch

1:00 PM 1:50 PM

12:00 PM 12:50 PM

11:00 AM 11:50 AM

10:00 AM 10:50 AM

7:00 PM 7:50 PM

Strategies for Effective Risk Oversight

  • Discuss the need for a unified TPRM framework to enhance efficiency 
  • Identify strategies to gain executive buy-in for centralized TPRM efforts 
  • Explore solutions for integrating vendor onboarding into a centralized TPRM strategy 

1:50 PM 2:30 PM

12:50 PM 1:30 PM

11:50 AM 12:30 PM

10:50 AM 11:30 AM

7:50 PM 8:30 PM

Cross Industry Insights on TPRM: Lessons From the Field

  • Identify strategies across industries that can be adapted 
  • Discuss the unique challenges faced by various sectors 
  • Explore opportunities for cross-industry collaboration in TPRM 

2:30 PM 2:40 PM

1:30 PM 1:40 PM

12:30 PM 12:40 PM

11:30 AM 11:40 AM

8:30 PM 8:40 PM

Closing Remarks

Chairperson to be announced