To receive continuing education credit for this virtual event, all attendees must be logged in individually and respond to poll questions. Credits awarded will be based on attendance and poll reports downloaded post-event. Please submit the webinar affidavits at the end of the conference to receive your credits.




Wilmington Compliance Week, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

Program Knowledge Level: Basic

Anticipated CPE Credits: 10.0 CPEs

Recommended Field(s) Of Study: Regulatory Ethics, Management Services, Information Technology, Auditing

Prerequisites: None

Advance Preparation: None

Instructional Delivery Method: Group Internet Based

Attendance Requirements: In order to be awarded the full credit hours, you must be logged in during the live event and must respond to at least three of the polling questions asked during each session.

Learning Objectives: Upon completing the course, participants will:

  • Identify safeguards in your risk management processes to ensure compliance.
  • Outline the necessity for strategic corporate governance.
  • Discuss how a risk management framework can improve your compliance systems.
  • Examine how to take a proactive approach in assessing the financial risks of your vendors.
  • Hear tips and tricks for incorporating effective assurance.
  • Review best practices for managing scope 3 emissions.
  • Discuss methods of conducting proper due diligence on your vendors.
  • Outline how to efficiently collaborate with your legal department to create documents for vendor contracts.
  • Review options for developing contingency plans when a vendor fails to meet compliance standards. 
  • Discuss the pros and cons of using artificial intelligence (AI) in your TPRM program.

For more information regarding complaints, concerns, or cancellation policies, please visit our website, https://www.fraconferences.com/the-fine-print/ or contact us at confirm@complianceweek.com.





The Compliance Certification Board (CCB)® has approved this event for up to 10.2 Live CCB CEUs each based on a 50-minute hour, each.. Continuing Education Units are awarded based on individual attendance records. Granting of prior approval in no way constitutes endorsement by CCB of this event content or of the event sponsor




There will be credit request forms available for download, giving attendees the opportunity to request CLEs and supply attorney information to apply. 

*Please note that CLE total credits cannot be guaranteed as each state has a different review process and the CLE approval amounts will vary from state to state.